Capital One

Reimagining Escalations

End-to-End Research and Service Design project to reimagine current approach to servicing customer escalations across credit card LOB - enabling better resolution of customer issues, and improved customer experiences while also improving operational efficiency.

✱ Multi-Modal research process to understand root causes of complaints
✱ Holistic service design interventions to help across journey

Brief

Reimagine the approach to servicing escalations and improve customer experience while enhancing operational efficiency.


Results

✱ Interventions launched in pilot
✱ Reduction in repeated calls after initial case

✱ Novel IVR system brought into full production


Project Scope

Role: Design Lead, Research Moderator, Partner Lead
✱ Current and future state maps, research synthesis, pilot tested artifacts

The Opportunity

Each year, there are 1.3 Million escalated complaints, each of which represents a customer experiencing an issue they want solved.

The Impact

By reducing escalations, COF can increase customer retention and reduce current OPEX costs.

In order to fully understand the top drivers of customer complaints, I drove for a mix of qualitative and quantitative methods to both understand root causes at an emotional level and determine their scale.

Literature Reviews

Understanding what leads to complaints across Capital One and analogous service based businesses at large.

Agent & SME Interviews

Agent interviews to gain empathy and understand techniques used to de-escalate customer complaints.

Data Analysis

Keyword search and call listening with high volume of customer calls to determine key drivers of complaints.

Customer Empathy Interviews

Interviewing customers that represented a full spectrum of needs across multiple user groups.

Learning Approach

Through empathy interviews and call listening, we uncovered 3 distinct “behavioural archetypes” who each have different needs as they navigate the same journey. 

The Passive Solver

Reimagine the approach to servicing escalations and improve customer experience while enhancing operational efficiency.


The Wary Warrior

The Wary Warrior presents the most complex issues, often requiring multiple callbacks and the highest degree of empathy and understanding.


The Reactive Navigator

The Reactive Navigator calls in seeking understanding, and without it, they call back.

I created a detailed Journey Map to identify moments that matter across the customer and associate experience.

At a high level, the Tier 2 Escalations journey has 5 core phases, each ideally leading to a first call resolution, but often requiring follow up because a determination could not be made.

Service Blueprinting

These five critical points in the journey identified through research and validated with agents and customers alike
became the direct foundation for the concepts that were developed and piloted.

Meet them where they are

Customers don't always understand the responsibility related to products they've signed up for so agents must educate.

Policy Gridlock

If an agent isn't able to help a customer understand the "why" behind a decision, it's likely to result in a callback.

Hands Tied

Agents provide customer with resolution options available to them. Often, they are not options that the customer wants and they do not have leeway to change outcome.

Cumbersome Verification

Customers expressed issues with digital-first verification and servicing tools, especially ADA customers citing difficulty following processes with low hearing or vision.

Matching De-Escalation

Agents are often balancing performance metrics with connecting to customers. De-Escalation is an informal process whereas time on calls is measured.

Moments that Matter

Interventions were designed to address escalations across the customer journey, and down-selected via participatory research.

Scenario: Inquiry Call for a New Financial Product
* Example concept testing via participatory design research
Moderator
I'm going to describe a situation where you are learning about a new financial product. You've just called in and an agent picks up.
Moderator
I'm going to show you some concepts now — tell me which ones you feel would best address this scenario.
Participant
"I would choose Communities , Tier 2 Advocates , and Personalized Call Routing ."
Replay

24 concepts were tested via resonance research, and 5 were further developed as initiatives for piloting

Personalized Learning Rewards

Learning Modules that are tailored to top drivers of complaints, and matched with customers based on specific needs.

Learning rewards show up in context of everyday banking, and within transaction history logs.

  • Get ahead of complaints by addressing common complaint drivers via education (tailored to customer context)

11:11
credit wise Enroll
Get free Weekly Credit Score Updates
My Learning Plan Enroll
Earn rewards for completing modules
Explore how card interest rates work

Now that your card is active, watch the video on how card interest rates work, and how to avoid fees.

Let's Watch!
Home
Pay/Move
Help
Offers
Profile
Learning shows up in everyday banking
Learning plan appears
Agent Attributes
Fee Specialist
Veteran Agent
Onboarding Pro
Cust. Attributes
Has Late Fee
Prefers Explaining
Recently Joined
Matched on shared attributes
Direct to the right agent
6:20
eno
Aug 4, 2024 at 1:32 PM
Hi there!
I'm Eno, your Capital One assistant. Available 24/7. What's your question?
I don't understand my Late Fee on my credit card!
This sounds like a task for a specialist. Here's a direct link:
You've been matched to a specialized agent based on your case
Brandy specializes in Fees and Payments — Brandy can share how fees work

Customer/Agent Matching System

Customers cited the need to get directly to the right agent to solve their complaint, citing cumbersome verification.



To solve this, the matching system parses attributes of agents and customers, and finds the best available agent.

  • Matching the agent to the customer complaint reduces time wasted with the wrong agent, reduced call back rates, and increases positive post-call NPS.

Enhanced Resolution Pathways

Enhanced resolution delivery aims to ensure full understanding of resolutions and determinations in an effort to reduce complaint

Additional resolution pathways are available to customers in a way that empowers them.

  • Limiting repeated calls and offering de-escalation pathways for follow up that are more efficient.

9:41
We've reached a resolution on your complaint:
Updated 2 Days ago
Our team has completed a full investigation, and here is our determination:
Read Resolution
Case History
We made a Determination
Aug, 2024
Case Created
Jul, 2024
Actions
View correspondence
Schedule a Follow Up Call
Home
Pay/Move
Help
Offers
Profile
www.capitalone.com/myprofile
Important Message
Our team has completed our full investigation, and here is our determination:
To ensure that you understand your determination, please select from the following options:
I'm all set!
No further action needed
Chat with Eno
Get help understanding your case
Schedule a follow up call
Speak with a specialist
Puts customers in control of their next step
6:20
Case Status & Updates
i

We want to assure you that you're voice is heard! That's why we're providing all case notes for your reference and review.

Credit Card Fee Case: Our Notes
In Progress
Call with Brandy J
Case #: 59340292010
Savor...1234
Updated Aug, 2024
In Progress
Chat message with Eno
Case #: 59340292010
Savor...1234
Updated July, 2024
Closed
Call with Brian P.
Case #: 59340292010
Savor...1234
Updated July, 2024
Home
Pay/Move
Help
Offers
Profile
Digital paper trail — all communications in one place

Customer Care Log

The care log shows which channel the customer used for servicing of complaints, for record-keeping and in an effort to shift their preference to digital self-serve.


The Care log shares customer centric information on what happened in a case.

  • Provide evidence on both sides (agent and customer) to ensure that all notes were recorded accurately.

Personalized servicing — same agent, start to finish

Enhanced Tier 2 Agents

Some customers require more “white-glove” servicing, especially when dealing with life’s largest moments.

For customers that need extra help, a dedicated agent is assigned to their case, from start to finish.

  • To truly meet certain customers where they are, retaining the same agent they started with reduces attrition risk, while meeting customers where they are in their major life moments.

The Outcome

Launched In Pilot

Concepts were picked based on their initial customer resonance and ability to be integrated into existing processes. Five initiatives aligned to engineering and product roadmaps to improve triaging (patent pending), first-touch de-escalation, and high-frequency complaint handling

Previous
Previous

Southwest Airlines - Customer Boarding Service Design

Next
Next

Microsoft - Mixed Reality and AI